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Risk and Compliance Lead
Geoff Hutton
Geoff is a regulatory specialist and consultant with 25 years’ experience in financial services. He is a Chartered Management Accountant and a Chartered MCSI
AREAS OF EXPERTISE:
♦ Risk and Compliance - AMLD4, 5 & 6 (2021), UK MLR, AML, KYC, KYB, FinCrime, Sanctions, FCA Handbook, Prudential Regulation (PRA).
♦ Financial Services Regulation - SFTR, EMIR, MiFID2, DFA, Volcker, FATCA, CRS, LCR, MLAR, Basel/RWA, CRDIV, SOXA.
♦ Asset Classes - Repo, Securities Lending, MM, Derivatives, Structured Products. Retail Banking (personal and corporate).
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